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Intro to Proofs Unit 6: Mathematical Induction

Induction proves a statement for infinitely many integers with two finite checks: a base case and an inductive step. It is the standard method for sums, divisibility patterns, inequalities and recursively defined sequences.

Covers: Principle of mathematical induction, Base case and inductive step, Summation formulas, Divisibility by induction, Inequalities by induction, Strong induction, Well-ordering principle and flawed inductions

Study guide

To prove P(n) for every integer n ≥ a, ordinary induction has two parts. The base case shows P(a) is true. The inductive step shows that for an arbitrary k ≥ a, if P(k) is true (the inductive hypothesis), then P(k + 1) is true. Together these give P(a), then P(a + 1), then P(a + 2), and so on, like a line of dominoes. Before doing any algebra in the step, write out P(k + 1) explicitly, so you know exactly what target you need to reach. Then find where P(k) is hiding inside P(k + 1) and use the hypothesis there.

For summation formulas, add the next term to both sides of P(k). For 1 + 2 + ⋯ + n = n(n + 1)/2, the step is k(k + 1)/2 + (k + 1) = (k + 1)(k + 2)/2. For divisibility, rewrite the k + 1 expression to contain the k expression: 4ᵏ⁺¹ − 1 = 4(4ᵏ − 1) + 3 shows 3 | (4ⁿ − 1). For inequalities, use the hypothesis and then a separate simple inequality: (k + 1)! = (k + 1)k! > (k + 1)2ᵏ > 2 · 2ᵏ when k + 1 > 2. The base case must match where the claim starts; 2ⁿ > n² is false at n = 3 and 4, so it starts at n = 5.

Strong induction lets the inductive hypothesis be P(a), P(a + 1), ..., P(k) all at once. Use it when P(k + 1) depends on cases further back than P(k): factoring n = ab into smaller factors, recurrences like the Fibonacci numbers, or postage problems where the step jumps back by 4. Include as many base cases as the step reaches back. The well-ordering principle, that every nonempty set of positive integers has a least element, is equivalent to induction. A typical use is 'let m be the smallest counterexample' and then show a smaller counterexample exists, or that m is not a counterexample after all.

Flawed induction proofs teach a lot. If the base case is false, a perfectly valid step proves nothing: 'n² + n is odd' has a correct step but fails at n = 1. If the step fails for even one k, the chain breaks: the 'all horses are the same color' argument fails only when moving from 1 to 2 horses, because the two groups do not overlap. Also avoid assuming P(n) for all n in the step, since that is circular. Finally, check that your algebra truly produces P(k + 1), not something that merely resembles it.

Key ideas

Formulas and rules

1 + 2 + ⋯ + n = n(n + 1)/2
1² + 2² + ⋯ + n² = n(n + 1)(2n + 1)/6
1 + 3 + ⋯ + (2n − 1) = n²
1 + 2 + 4 + ⋯ + 2ⁿ = 2ⁿ⁺¹ − 1
Induction: P(a) and ∀k ≥ a (P(k) → P(k + 1)) ⇒ ∀n ≥ a P(n)
Strong induction: P(a), ..., P(k) ⇒ P(k + 1)

Common mistakes

Before the test, make sure you can

Words to know

Mathematical induction
A proof method: verify P(a), then show P(k) → P(k + 1) for all k ≥ a.
Base case
The verification that the statement holds at the starting value.
Inductive step
The proof that P(k) implies P(k + 1) for arbitrary k.
Inductive hypothesis
The assumption, during the inductive step, that P(k) is true.
Strong induction
Induction in which the hypothesis is that P(a), ..., P(k) are all true.
Well-ordering principle
Every nonempty set of positive integers has a least element.
Least counterexample
The smallest value where a claim fails, used in well-ordering proofs.
Recurrence relation
A rule defining each term of a sequence from earlier terms.
Closed form
A direct formula for the nth term, such as aₙ = 2ⁿ − 1.
Summation notation
Σ from i = 1 to n of aᵢ means a₁ + a₂ + ⋯ + aₙ.
Fibonacci numbers
F₁ = F₂ = 1 and Fₙ₊₂ = Fₙ₊₁ + Fₙ.
Bernoulli's inequality
(1 + x)ⁿ ≥ 1 + nx for x ≥ −1 and n ≥ 1.
Telescoping sum
A sum whose terms cancel in pairs, such as Σ (1/i − 1/(i + 1)).
Domino analogy
The base case knocks over the first domino; the step makes each domino knock over the next.

Sample practice questions

30 more questions like these, from level 1 to 5, are in the practice set.

Question 1 (level 1)

The principle of mathematical induction states that if P(1) is true and P(k) → P(k + 1) for every k ≥ 1, then:

  1. P(n) is true for every integer n ≥ 1
  2. P(k + 1) is true only if P(1) is false
  3. P(n) is true for every real number n ≥ 1
  4. P(n) is true for n = 1 and n = 2 only
Show the answer and steps

Answer: A) P(n) is true for every integer n ≥ 1

  1. The base case starts the chain at n = 1.
  2. The inductive step passes truth from each integer to the next, reaching 2, 3, 4, and so on.
  3. Induction covers integers only; it says nothing about non-integer reals.
Question 2 (level 1)

In a proof by induction, the inductive hypothesis is:

  1. The assumption that P(n) holds for all n
  2. The assumption that P(k) holds for an arbitrary k
  3. The conclusion that P(k + 1) holds
  4. The verification that P(1) holds
Show the answer and steps

Answer: B) The assumption that P(k) holds for an arbitrary k

  1. In the inductive step you assume P(k) for an arbitrary fixed k.
  2. You then use that assumption to prove P(k + 1).
  3. Assuming P(n) for all n would assume what you are trying to prove.
Question 3 (level 3)

In the inductive step for 1² + ⋯ + n² = n(n + 1)(2n + 1)/6, you show k(k + 1)(2k + 1)/6 + (k + 1)² equals which expression?

  1. (k + 1)(k + 2)(2k + 3)/6
  2. (k + 1)(k + 2)(2k + 2)/6
  3. k(k + 1)(2k + 1)/6 + 1
  4. (k + 1)(k + 2)(2k + 1)/6
Show the answer and steps

Answer: A) (k + 1)(k + 2)(2k + 3)/6

  1. Replace n by k + 1: (k + 1)((k + 1) + 1)(2(k + 1) + 1)/6.
  2. That is (k + 1)(k + 2)(2k + 3)/6.
  3. Factor (k + 1) from the left side: (k + 1)(2k² + 7k + 6)/6, and 2k² + 7k + 6 = (k + 2)(2k + 3).